Legal Compliance

Regulatory Disclosures

Last Updated: 12/09/2025

Tapa Private Wealth Inc. (“TPW”) is a state‑registered investment adviser based in Clearwater, Florida. Registration as an investment adviser does not imply a certain level of skill or training.

TPW provides (i) discretionary investment advisory services, (ii) non‑discretionary financial planning and consulting services, and (iii) separate tax preparation services. Each service is provided only under a separate written agreement and may be subject to its own fee schedule.

TPW’s services are intended for U.S. residents and entities in jurisdictions where TPW is appropriately registered or exempt from registration.

TPW is compensated primarily through asset-based advisory fees and fixed or hourly fees for planning and tax services; TPW does not charge performance-based fees, and neither TPW nor its supervised persons receives commissions or other compensation based on the sale of investment products.

TPW does maintain a disclosed family relationship with an unaffiliated bookkeeping and tax‑preparation firm, which may create a conflict of interest. TPW addresses conflicts through disclosure, adherence to its fiduciary duty, and allowing clients to select any service provider.

Client assets for investment advisory services are held at independent qualified custodians; TPW does not maintain physical custody of client funds or securities and is deemed to have custody only because of its authority to deduct advisory fees as authorized by clients.

As a fiduciary, TPW is required to act in its advisory clients’ best interests, to provide advice that it reasonably believes is suitable based on clients’ objectives and circumstances, and to place clients’ interests ahead of its own. TPW has adopted a written Code of Ethics that governs the conduct of its personnel and reflects its obligations to its clients.

Additional information about TPW’s services, fees and conflicts of interest is available in TPW’s Form ADV Part 2A and 2B and Form CRS, available at the SEC’s Investment Adviser Public Disclosure website (adviserinfo.sec.gov, TPW CRD 337994) or directly from TPW upon request.